ICOM Reg Bi Care Obligation 1200x500 June 2021 v1- landing page banner

Last month, more than 700 wealth management firms signed up to hear industry experts at Faegre Drinker, Oyster Consulting LLC and InvestorCOM discuss how to embrace Reg BI's Care Obligation from a compliance and technology perspective.

Hear the discussion and access revealing insights from these events, including:

  • Pre-Webinar Poll Results - learn how wealth management firms are tackling the Care Obligation requirements
  • Question & Answer - discover peers' biggest questions, completed by our panelists from Faegre Drinker, Oyster Consulting and InvestorCOM
  • Two On-Demand Webinars - for Reg BI Exams: The Care Obligation and Reg BI Exams: Reasonably Available Alternatives & Recordkeeping 


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