Are you a Wealth Compliance Leader?
We're seeking regulatory and technology professionals from the wealth industry to discuss industry trends and insights in an exciting new video and podcast series - Wealth Compliance Leaders.
A Unique Opportunity for Wealth Tech and Compliance Professionals
Wealth Compliance Leaders presents a unique opportunity for industry leaders and rising stars to share their views with industry peers on wealth, technology and/or regulatory issues and trends that are top of mind with listeners.
Hosted by Parham Nasseri, regulatory expert and industry thought leader, this engaging and informal series is designed to advance wealth management thought leadership and highlight industry leaders like you who are making a difference.
Participate in Important Conversations
- Wealth and compliance industry trends
- The digitization of the wealth and compliance industry
- Thoughts on the future of financial regulation
- The role of technology and automation
- Challenges and opportunities for firms and financial professionals in adopting new technology
I am Interested, Tell Me More...
- There is no cost to participate.
- You or your company do not need to be affiliated with InvestorCOM to participate
- Recording the podcast takes no more than 30 minutes.
- You will have an opportunity to approve the final episode before it is released.
Apply now to be featured in an upcoming episode!
Some Previous Wealth Compliance Leaders Episodes
Jim Allen - Delahaye Advisers
Bo Howell - Joot
John Carl - Retirement Learning Center
Ben Westin - Regal Financial Group
Rob Dearman - DCG Insight
Tom Selman - Scopus Financial Group
Nancy Mehrad - Registrant Law
Scott Critchfield - Benjamin F Edwards
Jason Berkowitz - Insured Retirement Institute
