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Are you a Wealth Compliance Leader?

We're seeking wealth industry, regulatory and technology professionals to share their personal experience and insights in an exciting new video and podcast series - Wealth Compliance Leaders.

A Unique Opportunity for Wealth Industry Leaders and Rising Stars.

Wealth Compliance Leaders presents a unique opportunity for industry leaders and rising stars to share their views with industry peers on wealth, technology and/or regulatory issues that are top of mind with listeners.  

Hosted by Parham Nasseri, regulatory expert and industry thought leader, this engaging and informal series is designed to advance wealth management thought leadership and highlight industry leaders like you who are making a difference.

There is no cost to participate. We only need 30 minutes of your time and will give you an opportunity to approve the final episode before it is released.

Participate in Important Conversations.

  • Thoughts on the future of financial regulation.
  • The role of technology and automation.
  • Best practices and tools advisors use to meet their regulatory obligations for Regulation Best Interest, PTE 2020-02, the Marketing Rule, the Client Focused Reforms, and more.
  • Challenges and opportunities for dealers and financial professionals in adopting new technology.

Share your Knowledge and Experience.

  • Share your thoughts on the future of the wealth management industry.
  • Share your experience and insights with like-minded industry leaders.
  • Elevate your personal and professional brand.
  • Expand your network and grow your career.

Apply now to be featured in an upcoming episode!

Check Out Some Previous Episodes.

Jim Allen - Delahaye Advisers

Bo Howell - Joot

John Carl - Retirement Learning Center


Ben Westin - Regal Financial Group

Rob Dearman - DCG Insight

Tom Selman - Scopus Financial Group


Nancy Mehrad - Registrant Law

Scott Critchfield - Benjamin F Edwards

Jason Berkowitz - Insured Retirement Institute



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Contact Us

InvestorCOM Inc.

+1 (800) 361-9494

info@investorcom.com

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